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JK&C LIBRARYSEC Memorandum Circular No. 9

Document Number
SEC Memorandum Circular No. 9
Date Issued
2002-06-27
Status
Current

Overview

SEC Memorandum Circular No. 9, s. 2002 directs covered institutions to use the common forms approved by the Anti-Money Laundering Council (AMLC) for covered transaction reports and suspicious transaction reports. The Circular implements AMLC Resolution No. 086 dated May 29, 2002 and supersedes Annexes “A” and “B” of the SEC Anti-Money Laundering Model Operating Manual for Covered Institutions issued under SEC Memorandum Circular No. 1, s. 2002.

Full Text

Overview

Document Number
SEC Memorandum Circular No. 9
Date Issued
June 27, 2002
Status
Current

SEC Memorandum Circular No. 9, s. 2002 directs covered institutions to use the common forms approved by the Anti-Money Laundering Council (AMLC) for covered transaction reports and suspicious transaction reports. The Circular implements AMLC Resolution No. 086 dated May 29, 2002 and supersedes Annexes "A" and "B" of the SEC Anti-Money Laundering Model Operating Manual for Covered Institutions issued under SEC Memorandum Circular No. 1, s. 2002.

Short Title / Subject

SEC Memorandum Circular No. 9, s. 2002

Full Text

SEC MEMORANDUM CIRCULAR NO. 9
Series of 2002

TO : ALL CONCERNED

SUBJECT : AMLC FORMS FOR COVERED TRANSACTION REPORTS AND SUSPICIOUS TRANSACTION REPORTS FOR COVERED INSTITUTIONS

Pursuant to the Anti-Money Laundering Council's (AMLC) Resolution No. 086 dated May 29, 2002, providing for common forms for covered transaction reports and suspicious transaction reports for all covered institutions, attached are Annex "A" (Covered Transaction Report Form) and Annex "B" (Suspicious Transaction Report Form), as approved by the AMLC, which hereby supersede Annexes "A" and "B" of the Securities and Exchange Commission's Anti-Money Laundering Model Operating Manual for Covered Institutions under SEC Memorandum Circular No. 1, series of 2002.

All covered institutions are hereby directed to use the herein attached forms in reporting covered transactions and suspicious transactions.

This Circular shall take effect immediately.

June 27, 2002, Mandaluyong City, Philippines.

(Original Signed)

LILIA R. BAUTISTA
Chairperson

Official PDF

2002MCno09-1.pdf

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Source

Official URL: https://appointment.sec.gov.ph/mc-2002/sec-memorandum-circular-no-09-10/

Citation

Securities and Exchange Commission (SEC), Memorandum Circular, SEC Memorandum Circular No. 9, SEC Memorandum Circular No. 9, 2002-06-27

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Citation

Securities and Exchange Commission (SEC), Memorandum Circular, SEC Memorandum Circular No. 9, SEC Memorandum Circular No. 9, 2002-06-27