JK&C LIBRARYSEC Memorandum Circular No. 5A, s. 2003
Overview
SEC Memorandum Circular No. 5A, series of 2003, serves as an addendum to SEC Memorandum No. 5, series of 2003. The issuance provides additional or clarifying provisions to the earlier SEC memorandum concerning regulatory requirements applicable to pre-need companies.
The circular should be read together with SEC Memorandum No. 5, series of 2003, as the addendum supplements the provisions of the original memorandum.
Full Text
Overview
SEC Memorandum Circular No. 5A, series of 2003, serves as an addendum to SEC Memorandum No. 5, series of 2003. The issuance provides additional or clarifying provisions to the earlier SEC memorandum concerning regulatory requirements applicable to pre-need companies. The circular should be read together with SEC Memorandum No. 5, series of 2003, as the addendum supplements the provisions of the original memorandum.
Short Title / Subject
Addendum to SEC Memorandum No. 5, Series of 2003
Full Text
Republic of the Philippines
SECURITIES AND EXCHANGE COMMISSION
SEC Building, EDSA, Greenhills,
Mandaluyong City,
Metro Manila
SEC MEMORANDUM CIRCULAR NO. 5 - A
SERIES OF 2003
ADDENDUM TO SEC MEMORANDUM CIRCULAR
No. 5, SERIES OF 2003, RE: IMPLEMENTATION OF
THE SELF-RATING SYSTEM ON CORPORATE
GOVERNANCE
In addition to the companies enumerated in said Circular, the following entities are likewise required to submit their duly accomplished Corporate Governance Self-Rating Forms (CG-SRF) not later than July 31, 2003, to wit
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Government Securities Eligible Dealers (GSEDs);
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Universal Banks Registered as Underwriters of Securities;
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Investment Company Advisers;
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Transfer Agents
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Clearing Agency and Clearing Agency acting as Depository; and
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Issuers of Registered Time Shares, Proprietary and Non-Proprietary Membership Certificates.
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Issued this 22 day of May, 2003 at Mandaiuyong City, Philippines.
LILIA R. BAUTISTA
Chairperson
Official PDF
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Source
Official Source: Securities and Exchange Commission
Official URL: https://www.sec.gov.ph/wp-content/uploads/2019/11/2003MCno5A.pdf
Citation
Securities and Exchange Commission (SEC), Memorandum Circular, SEC Memorandum Circular No. 5A, s. 2003, SEC Memorandum Circular No. 5A, s. 2003, 2003-05-22
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Source
Securities and Exchange Commission Official source
Citation
Securities and Exchange Commission (SEC), Memorandum Circular, SEC Memorandum Circular No. 5A, s. 2003, SEC Memorandum Circular No. 5A, s. 2003, 2003-05-22