SEC Memorandum Circular No. 9, s. 2002 – AMLC Forms for Covered Transaction Reports and Suspicious Transaction Reports
SEC Memorandum Circular No. 9, s. 2002 adopts the Anti-Money Laundering Council forms for covered transaction reports and suspicious transaction reports for covered institutions, superseding the prior forms under SEC Memorandum Circular No. 1, s. 2002.
SEC MEMORANDUM CIRCULARS
6/25/20261 min read
SEC Memorandum Circular No. 9, s. 2002
AMLC Forms for Covered Transaction Reports and Suspicious Transaction Reports for Covered Institutions
Document Number: SEC Memorandum Circular No. 9, s. 2002
Date Issued: June 27, 2002
Issuing Agency: Securities and Exchange Commission
Signed by: Lilia R. Bautista, Chairperson
Effectivity: Immediately upon issuance
Overview
SEC Memorandum Circular No. 9, s. 2002 directs covered institutions to use the common forms approved by the Anti-Money Laundering Council (AMLC) for covered transaction reports and suspicious transaction reports. The Circular implements AMLC Resolution No. 086 dated May 29, 2002 and supersedes Annexes "A" and "B" of the SEC Anti-Money Laundering Model Operating Manual for Covered Institutions issued under SEC Memorandum Circular No. 1, s. 2002.
Full Text
SEC MEMORANDUM CIRCULAR NO. 9
Series of 2002
TO: ALL CONCERNED
SUBJECT: AMLC FORMS FOR COVERED TRANSACTION REPORTS AND SUSPICIOUS TRANSACTION REPORTS FOR COVERED INSTITUTIONS
Pursuant to the Anti-Money Laundering Council's (AMLC) Resolution No. 086 dated May 29, 2002, providing for common forms for covered transaction reports and suspicious transaction reports for all covered institutions, attached are Annex "A" (Covered Transaction Report Form) and Annex "B" (Suspicious Transaction Report Form), as approved by the AMLC, which hereby supersede Annexes "A" and "B" of the Securities and Exchange Commission's Anti-Money Laundering Model Operating Manual for Covered Institutions under SEC Memorandum Circular No. 1, series of 2002.
All covered institutions are hereby directed to use the herein attached forms in reporting covered transactions and suspicious transactions.
This Circular shall take effect immediately.
June 27, 2002, Mandaluyong City, Philippines.
(Original Signed)
LILIA R. BAUTISTA
Chairperson
Annexes
The Circular refers to the following annexes:
Annex "A" – Covered Transaction Report Form
Annex "B" – Suspicious Transaction Report Form
These annexes should be reproduced here if an official copy containing the forms is available.
Source
Official Source: Securities and Exchange Commission
Official URL: https://appointment.sec.gov.ph/mc-2002/sec-memorandum-circular-no-9/
Citation:
Securities and Exchange Commission. SEC Memorandum Circular No. 9, s. 2002, "AMLC Forms for Covered Transaction Reports and Suspicious Transaction Reports for Covered Institutions," June 27, 2002.